Not an offer to sell securities
Vukota Capital Management LLC and its affiliated companies (“VCM”) are not registered broker-dealers or investment advisors and no communication from VCM through this website or otherwise is intended to be or should be construed as investment, tax, financial, accounting or legal advice. The information, products and investments discussed on this page, or otherwise advised by VCM have been prepared solely for purposes of information and should not be used or considered as an offer to sell or the invitation or solicitation of an offer to buy any product or service offered by VCM, including its affiliates and their directors, officers, advisors and employees. The information contained herein is not an offer to sell securities or the solicitation of an offer to purchase securities. Offers, solicitations and sales are not made in jurisdictions in which they are unlawful or prohibited.
Securities are not registered
The securities of Vukota Capital Management, LLC (“VCM”) have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or any other applicable securities law. VCM’s securities have not been approved or disapproved by the U.S. Securities and Exchange Commission (the “SEC”), any other state securities commission or any other regulatory authority, nor have any of the foregoing passed upon the accuracy or adequacy of the information presented. Any representation to the contrary is a criminal offense.
The offering of VCM’s securities is made pursuant to an exemption from the registration requirements of the Securities Act and certain state securities laws. VCM, therefore, is not required to comply with the specific disclosure requirements that apply to securities sold under registration statements filed with the SEC, including the requirement to publicly file certain reports with the SEC, so there is minimal publicly available information about our business, assets, liabilities, results of operations and other information typically available regarding publicly traded securities.
Investment Company Act
VCM’s securities are not subject to the protections of the Investment Company Act of 1940, as amended.
Accredited investors only
VCM’s securities are only offered and sold to “accredited investors,” as defined under the U.S. securities laws, pursuant to VCM’s disclosure documents and related subscription documents for each investment. Individuals are accredited investors only if they meet certain minimum net worth or sustained annual income thresholds. Entities are accredited investors only if they hold sufficient assets or are completely owned by accredited investors. For more information on accredited investors please visit www.sec.gov.
Transfers restricted and no trading market
Transfers of VCM’s securities are restricted by federal and state securities laws and certain provisions of our organizational documents. There is no trading market for the shares and there can be no assurance that such a market will develop in the foreseeable future. VCM’s securities may not be transferred, resold or otherwise disposed of by an investor unless, in the opinion of counsel acceptable to us, registration under federal and applicable state securities laws is not required or compliance is made with the registration requirements of such laws.
This is not investment, financial, legal, or tax advice
Vukota Capital Management LLC and its affiliated companies (“VCM”) are not registered broker-dealers or investment advisors and no communication from VCM through this website or otherwise is intended to be or should be construed as investment, tax, financial, accounting or legal advice. VCM does not give any representation or warranty as to the accuracy, reliability, timeliness or completeness of the information, products or investments (the “Information”) discussed on this website nor as to the appropriateness of the Information for any use which any individual user may choose to make of it and accepts no responsibility for updating any part of the Information. VCM does not accept any liability for any error, omission or misrepresentation in relation to the Information or for any loss, damage, cost or expense (whether direct, indirect, consequential or otherwise) suffered by the individual user of this Information or any other person as a result of any use of the Website or reliance upon any information or statement of any kind contained herein. VCM highly encourages all potential investors to obtain financial and tax advice from licensed professionals and to conduct diligent investigation of the Information and material provided by VCM before making any decision to invest in any VCM securities.
Investments involve various risks
An investment in VCM’s securities involves various risks. Only investors who can bear this type of economic risk for an indefinite period of time; and, the risk of loss of their entire investment should invest in VCM’s securities. See the section entitled “Potential Risk Factors” in the Private Placement Memorandum of each investment for detailed risk disclosures.
No guarantee of future performance
Past performance is not a guarantee of future performance. The current and future performance of any VCM securities may be lower or higher than the past performance.